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Great Elm Capital Corp. (GECC)

NasdaqGM - NasdaqGM Real-time price. Currency in USD
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10.39+0.07 (+0.67%)
As of 03:41PM EDT. Market open.

Insider transactions

Currency in USD
Insider purchases - Last 6 monthsSharesTrans
Purchases00
SalesN/A0
Net shares purchased (sold)00
Total insider shares held3.53MN/A
% net shares purchased (sold)N/AN/A
Net institutional purchases - Prior quarter to latest quarterShares
Net shares purchased (sold)N/A
% change in institutional shares heldN/A

Insider transactions reported - last two years

InsiderTransactionTypeValueDateShares

GREAT ELM GROUP, INC.
Beneficial Owner of more than 10% of a Class of Security

Purchase at price 10.05 per share.Direct271,35021 Nov 202327,000

COHEN RICHARD M
Director

Purchase at price 9.47 per share.Indirect24,74815 Aug 20232,612

KUPERSCHMID MARK
Director

Purchase at price 8.01 - 8.02 per share.Indirect40,07712 May 20235,000

KAPLAN MATTHEW D. CFA
Chief Executive Officer

Purchase at price 9.29 per share.Direct10,21910 Mar 20231,100

KAPLAN MATTHEW D. CFA
Chief Executive Officer

Purchase at price 9.13 - 9.46 per share.Direct82,45309 Mar 20238,900

DRAPKIN MATTHEW A
Director

Conversion of Exercise of derivative security at price 12.50 per share.Indirect7,300,00015 Jun 2022584,000

KUPERSCHMID MARK
Director

Conversion of Exercise of derivative security at price 12.50 per share.Indirect74,82515 Jun 20225,986

KLEINMAN ADAM M
Officer

Conversion of Exercise of derivative security at price 12.50 per share.Direct50,00015 Jun 20224,000

GREAT ELM GROUP, INC.
Beneficial Owner of more than 10% of a Class of Security

Conversion of Exercise of derivative security at price 12.50 per share.Indirect12,501,25015 Jun 20221,000,100

KAPLAN MATTHEW D. CFA
Chief Executive Officer

Conversion of Exercise of derivative security at price 12.50 per share.Direct12,50015 Jun 20221,000

DRAPKIN MATTHEW A
Director

Purchase at price 12.41 per share.Indirect91,06625 May 20227,336

DRAPKIN MATTHEW A
Director

Purchase at price 14.70 per share.Indirect9,07009 Mar 2022617

DRAPKIN MATTHEW A
Director

Purchase at price 14.70 per share.Direct14,70009 Mar 20221,000

KAPLAN MATTHEW D. CFA
Chief Executive Officer

Purchase at price 14.00 per share.Direct14,00008 Mar 20221,000

DAVIS KERI
Chief Financial Officer

Direct05 Feb 202111,254

STUART JOHN EDWARD
Director

Indirect21 Jan 2021485

REED PETER A.
Chief Executive Officer

Direct21 Jan 20215,969

KUPERSCHMID MARK
Director

Indirect21 Jan 2021603

KLEINMAN ADAM M
Officer

Direct21 Jan 20211,795

SPELLER MICHAEL C
Director

Direct21 Jan 2021614

HORSEY RANDALL REVELL
Director

Direct21 Jan 2021572

DAVIS KERI
Chief Financial Officer

Direct21 Jan 202152

REESE JASON W
Director and Beneficial Owner of more than 10% of a Class of Security

Direct05 Jan 202115,909

STUART JOHN EDWARD
Director

Indirect21 Dec 2020481

REED PETER A.
Chief Executive Officer

Direct21 Dec 20205,473

KUPERSCHMID MARK
Director

Indirect21 Dec 2020633

KLEINMAN ADAM M
Officer

Direct21 Dec 20201,646

SPELLER MICHAEL C
Director

Direct21 Dec 2020644

HORSEY RANDALL REVELL
Director

Direct21 Dec 2020524

DAVIS KERI
Chief Financial Officer

Direct21 Dec 202048

STUART JOHN EDWARD
Director

Indirect20 Nov 2020637

REED PETER A.
Chief Executive Officer

Direct20 Nov 20207,619

KUPERSCHMID MARK
Director

Indirect20 Nov 2020811

KLEINMAN ADAM M
Officer

Direct20 Nov 20202,291

SPELLER MICHAEL C
Director

Direct20 Nov 2020825

HORSEY RANDALL REVELL
Director

Direct20 Nov 2020730

DAVIS KERI
Chief Financial Officer

Direct20 Nov 202066

STUART JOHN EDWARD
Director

Indirect21 Oct 2020422

REED PETER A.
Chief Executive Officer

Direct21 Oct 20202,592

KUPERSCHMID MARK
Director

Indirect21 Oct 2020453

KLEINMAN ADAM M
Officer

Direct21 Oct 20201,011

SPELLER MICHAEL C
Director

Direct21 Oct 2020363

HORSEY RANDALL REVELL
Director

Direct21 Oct 2020362

DAVIS KERI
Chief Financial Officer

Direct21 Oct 202018

STUART JOHN EDWARD
Director

Conversion of Exercise of derivative security at price 2.95 per share.Direct17,03028 Sept 20205,773

REED PETER A.
Chief Executive Officer

Conversion of Exercise of derivative security at price 2.95 per share.Direct272,72228 Sept 202092,448

KUPERSCHMID MARK
Director

Conversion of Exercise of derivative security at price 2.95 per share.Indirect35,40028 Sept 202012,000

KLEINMAN ADAM M
Officer

Conversion of Exercise of derivative security at price 2.95 per share.Direct106,32428 Sept 202036,042

SPELLER MICHAEL C
Director

Conversion of Exercise of derivative security at price 2.95 per share.Direct49,96428 Sept 202016,937

HORSEY RANDALL REVELL
Director

Conversion of Exercise of derivative security at price 2.95 per share.Direct29,50028 Sept 202010,000

DAVIS KERI
Chief Financial Officer

Conversion of Exercise of derivative security at price 2.95 per share.Direct1,92028 Sept 2020651

PHONE.COM INC.
Beneficial Owner of more than 10% of a Class of Security

Conversion of Exercise of derivative security at price 2.95 per share.Indirect6,652,51028 Sept 20202,255,088

STUART JOHN EDWARD
Director

Indirect21 Sept 2020276

REED PETER A.
Chief Executive Officer

Direct21 Sept 20201,716

KUPERSCHMID MARK
Director

Indirect21 Sept 2020298

KLEINMAN ADAM M
Officer

Direct21 Sept 2020669

SPELLER MICHAEL C
Director

Direct21 Sept 2020239

HORSEY RANDALL REVELL
Director

Direct21 Sept 2020239

DAVIS KERI
Chief Financial Officer

Direct21 Sept 202012

PHONE.COM INC.
Beneficial Owner of more than 10% of a Class of Security

Indirect21 Sept 2020199,228

STUART JOHN EDWARD
Director

Indirect21 Aug 2020281

REED PETER A.
Chief Executive Officer

Direct21 Aug 20201,640

KUPERSCHMID MARK
Director

Indirect21 Aug 2020316

KLEINMAN ADAM M
Officer

Direct21 Aug 2020640

SPELLER MICHAEL C
Director

Direct21 Aug 2020254

HORSEY RANDALL REVELL
Director

Direct21 Aug 2020193

DAVIS KERI
Chief Financial Officer

Direct21 Aug 202012

STUART JOHN EDWARD
Director

Indirect15 Jul 2020233

STUART JOHN EDWARD
Director

Direct15 Jul 202041

REED PETER A.
Chief Executive Officer

Direct15 Jul 20201,755

KUPERSCHMID MARK
Director

Indirect15 Jul 2020283

KLEINMAN ADAM M
Officer

Direct15 Jul 2020685

SPELLER MICHAEL C
Director

Direct15 Jul 2020227

HORSEY RANDALL REVELL
Director

Direct15 Jul 2020245

DAVIS KERI
Chief Financial Officer

Direct15 Jul 202012

STUART JOHN EDWARD
Director

Indirect15 Jun 2020260

REED PETER A.
Chief Executive Officer

Direct15 Jun 20201,682

KUPERSCHMID MARK
Director

Indirect15 Jun 2020270

KLEINMAN ADAM M
Officer

Direct15 Jun 2020657

SPELLER MICHAEL C
Director

Direct15 Jun 2020216

HORSEY RANDALL REVELL
Director

Direct15 Jun 2020235

DAVIS KERI
Chief Financial Officer

Direct15 Jun 202012

STUART JOHN EDWARD
Director

Indirect15 May 2020311

REED PETER A.
Chief Executive Officer

Direct15 May 20202,157

KUPERSCHMID MARK
Director

Indirect15 May 2020300

KLEINMAN ADAM M
Officer

Direct15 May 2020842

SPELLER MICHAEL C
Director

Direct15 May 2020240

HORSEY RANDALL REVELL
Director

Direct15 May 2020180

DAVIS KERI
Chief Financial Officer

Direct15 May 202015

KLEINMAN ADAM M
Officer

Purchase at price 7.90 per share.Direct59,25020 Nov 20197,500

SPELLER MICHAEL C
Director

Purchase at price 7.80 per share.Direct39,00020 Nov 20195,000

DAVIS KERI
Chief Financial Officer

Purchase at price 7.94 per share.Direct4,76420 Nov 2019600

KLEINMAN ADAM M
Officer

Purchase at price 8.17 - 8.25 per share.Direct5,90430 Aug 2019719

HORSEY RANDALL REVELL
Director

Purchase at price 8.32 per share.Direct16,64027 Aug 20192,000

REED PETER A.
Chief Executive Officer

Purchase at price 8.25 per share.Direct24,75026 Aug 20193,000

REED PETER A.
Chief Executive Officer

Purchase at price 8.25 per share.Direct18,30719 Aug 20192,219

REED PETER A.
Chief Executive Officer

Purchase at price 8.50 per share.Direct26,71606 Jun 20193,143

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.48 per share.Indirect467,31405 Jun 201955,100

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.46 - 8.60 per share.Indirect611,41304 Jun 201971,300

KLEINMAN ADAM M
Officer

Purchase at price 8.50 per share.Direct85,00004 Jun 201910,000

REED PETER A.
Chief Executive Officer

Purchase at price 8.58 per share.Direct17,16031 May 20192,000

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.86 - 8.90 per share.Indirect187,35630 May 201921,100

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.60 - 8.85 per share.Indirect2,360,67324 May 2019274,000

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.72 - 8.85 per share.Indirect162,91421 May 201918,500

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.55 - 8.69 per share.Indirect1,293,44316 May 2019149,000

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.39 - 8.43 per share.Indirect74,00713 May 20198,800

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.36 per share.Indirect111,20925 Apr 201913,300

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.34 - 8.41 per share.Indirect402,62224 Apr 201948,000

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.34 - 8.36 per share.Indirect309,76618 Apr 201937,100

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.20 - 8.29 per share.Indirect945,81101 Apr 2019115,200

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.22 - 8.35 per share.Indirect1,820,75726 Mar 2019221,200

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.24 - 8.32 per share.Indirect198,32622 Mar 201924,000

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.15 - 8.28 per share.Indirect264,72019 Mar 201932,309

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.10 - 8.21 per share.Indirect521,64814 Mar 201964,000

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.09 - 8.17 per share.Indirect291,69011 Mar 201935,800

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.16 - 8.29 per share.Indirect308,46706 Mar 201937,500

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.33 - 8.42 per share.Indirect515,48201 Mar 201961,400

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.45 - 8.50 per share.Indirect658,22126 Feb 201977,600

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.32 - 8.39 per share.Indirect324,09021 Feb 201938,900

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.26 - 8.31 per share.Indirect334,71315 Feb 201940,400

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.13 - 8.16 per share.Indirect165,43612 Feb 201920,300

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.08 - 8.14 per share.Indirect322,87707 Feb 201939,800

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.00 - 8.01 per share.Indirect313,96904 Feb 201939,200

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 7.99 - 8.01 per share.Indirect254,72330 Jan 201931,850

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 7.95 per share.Indirect260,00025 Jan 201932,699

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 7.95 - 7.96 per share.Indirect114,72122 Jan 201914,425

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 7.95 - 7.96 per share.Indirect41,97716 Jan 20195,275

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 7.95 - 7.96 per share.Indirect56,47111 Jan 20197,100

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 7.90 - 7.96 per share.Indirect346,94808 Jan 201943,890

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 7.98 - 8.00 per share.Indirect9,79003 Jan 20191,225

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.00 - 8.01 per share.Indirect13,00931 Dec 20181,625

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.16 per share.Indirect7,03413 Dec 2018862

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.15 - 8.19 per share.Indirect41,65811 Dec 20185,100

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 8.25 per share.Indirect16,49107 Dec 20182,000

KUPERSCHMID MARK
Director

Purchase at price 8.30 - 8.35 per share.Indirect59,96104 Dec 20187,182

REED PETER A.
Chief Executive Officer

Purchase at price 8.40 per share.Direct25,20030 Nov 20183,000

HORSEY RANDALL REVELL
Director

Purchase at price 8.38 per share.Direct16,76030 Nov 20182,000

KUPERSCHMID MARK
Director

Purchase at price 8.30 per share.Indirect61,12129 Nov 20187,364

KUPERSCHMID MARK
Director

Purchase at price 8.30 per share.Indirect33,20029 Nov 20184,000

HORSEY RANDALL REVELL
Director

Purchase at price 8.36 per share.Direct33,44028 Nov 20184,000

REED PETER A.
Chief Executive Officer

Purchase at price 8.25 per share.Direct19,53626 Nov 20182,368

KLEINMAN ADAM M
Officer

Purchase at price 8.05 per share.Direct48,30020 Nov 20186,000

SPELLER MICHAEL C
Director

Purchase at price 8.12 per share.Direct48,72020 Nov 20186,000

HORSEY RANDALL REVELL
Director

Purchase at price 8.08 - 8.10 per share.Direct24,26020 Nov 20183,000

REED PETER A.
Chief Executive Officer

Purchase at price 8.05 - 8.10 per share.Direct497,15019 Nov 201861,500

KUPERSCHMID MARK
Director

Purchase at price 8.14 per share.Indirect8,14019 Nov 20181,000

KUPERSCHMID MARK
Director

Purchase at price 8.03 - 9.36 per share.Indirect55,81316 Nov 20186,768

HORSEY RANDALL REVELL
Director

Purchase at price 8.14 per share.Direct8,14016 Nov 20181,000

KLEINMAN ADAM M
Officer

Purchase at price 8.06 per share.Direct72,54015 Nov 20189,000

MAST CAPITAL MANAGEMENT, L.L.C.
Beneficial Owner of more than 10% of a Class of Security

Sale at price 7.55 per share.Indirect17,185,90622 Oct 20182,276,279