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Form 8.3 - NORTONLIFELOCK INC - Amendment

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LONDON, August 03, 2021--(BUSINESS WIRE)--

FORM 8.3 - Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

30 July 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

2,016,177

0.35%

302,049

0.05%

(2)

Cash-settled derivatives:

101,747

0.02%

1,279,498

0.22%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

500

0.00%

2,100

0.00%

TOTAL:

2,118,424

0.36%

1,583,647

0.27%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

128,000

0.02%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

128,000

0.02%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

24

24.8000 USD

USD 0.01 common

Purchase

100

24.8450 USD

USD 0.01 common

Purchase

100

24.7400 USD

USD 0.01 common

Purchase

100

24.8250 USD

USD 0.01 common

Purchase

135

24.7603 USD

USD 0.01 common

Purchase

200

24.7600 USD

USD 0.01 common

Purchase

200

24.8050 USD

USD 0.01 common

Purchase

200

24.8175 USD

USD 0.01 common

Purchase

200

24.8125 USD

USD 0.01 common

Purchase

200

24.8100 USD

USD 0.01 common

Purchase

205

24.7058 USD

USD 0.01 common

Purchase

209

24.7100 USD

USD 0.01 common

Purchase

236

24.8172 USD

USD 0.01 common

Purchase

379

24.6100 USD

USD 0.01 common

Purchase

400

24.7900 USD

USD 0.01 common

Purchase

500

24.8400 USD

USD 0.01 common

Purchase

514

24.7300 USD

USD 0.01 common

Purchase

532

24.8300 USD

USD 0.01 common

Purchase

680

24.7250 USD

USD 0.01 common

Purchase

890

24.7305 USD

USD 0.01 common

Purchase

1,000

24.8160 USD

USD 0.01 common

Purchase

1,000

24.7730 USD

USD 0.01 common

Purchase

1,160

24.8168 USD

USD 0.01 common

Purchase

1,500

24.8120 USD

USD 0.01 common

Purchase

1,500

24.7473 USD

USD 0.01 common

Purchase

3,115

24.8099 USD

USD 0.01 common

Purchase

3,759

24.8202 USD

USD 0.01 common

Purchase

4,457

24.6457 USD

USD 0.01 common

Purchase

4,491

24.8007 USD

USD 0.01 common

Purchase

7,227

24.8065 USD

USD 0.01 common

Purchase

7,686

24.8092 USD

USD 0.01 common

Purchase

7,991

24.7919 USD

USD 0.01 common

Purchase

8,872

24.7380 USD

USD 0.01 common

Purchase

13,059

24.8054 USD

USD 0.01 common

Purchase

15,072

24.8019 USD

USD 0.01 common

Purchase

15,634

24.7927 USD

USD 0.01 common

Purchase

15,879

24.8182 USD

USD 0.01 common

Purchase

18,095

24.7865 USD

USD 0.01 common

Purchase

19,379

24.7880 USD

USD 0.01 common

Purchase

20,643

24.7978 USD

USD 0.01 common

Purchase

25,154

24.8195 USD

USD 0.01 common

Purchase

25,659

24.7956 USD

USD 0.01 common

Purchase

25,886

24.7859 USD

USD 0.01 common

Purchase

29,528

24.7849 USD

USD 0.01 common

Purchase

30,440

24.6549 USD

USD 0.01 common

Purchase

38,387

24.7916 USD

USD 0.01 common

Purchase

44,205

24.8200 USD

USD 0.01 common

Purchase

65,033

24.7951 USD

USD 0.01 common

Purchase

119,284

24.7944 USD

USD 0.01 common

Purchase

127,814

24.8137 USD

USD 0.01 common

Sale

9

24.7455 USD

USD 0.01 common

Sale

14

24.7300 USD

USD 0.01 common

Sale

32

24.6300 USD

USD 0.01 common

Sale

49

24.6150 USD

USD 0.01 common

Sale

68

24.7900 USD

USD 0.01 common

Sale

79

24.8178 USD

USD 0.01 common

Sale

100

24.6600 USD

USD 0.01 common

Sale

100

24.8250 USD

USD 0.01 common

Sale

100

24.5850 USD

USD 0.01 common

Sale

100

24.8300 USD

USD 0.01 common

Sale

100

24.6900 USD

USD 0.01 common

Sale

135

24.7603 USD

USD 0.01 common

Sale

156

24.7741 USD

USD 0.01 common

Sale

200

24.6350 USD

USD 0.01 common

Sale

300

24.6933 USD

USD 0.01 common

Sale

400

24.7675 USD

USD 0.01 common

Sale

400

24.6700 USD

USD 0.01 common

Sale

400

24.6637 USD

USD 0.01 common

Sale

500

24.6370 USD

USD 0.01 common

Sale

579

24.6100 USD

USD 0.01 common

Sale

600

24.6608 USD

USD 0.01 common

Sale

680

24.7250 USD

USD 0.01 common

Sale

700

24.7778 USD

USD 0.01 common

Sale

960

24.8600 USD

USD 0.01 common

Sale

1,071

24.6520 USD

USD 0.01 common

Sale

1,169

24.8206 USD

USD 0.01 common

Sale

1,300

24.8580 USD

USD 0.01 common

Sale

3,260

24.8344 USD

USD 0.01 common

Sale

5,132

24.7873 USD

USD 0.01 common

Sale

5,597

24.8106 USD

USD 0.01 common

Sale

11,072

24.7403 USD

USD 0.01 common

Sale

11,937

24.8248 USD

USD 0.01 common

Sale

15,276

24.8186 USD

USD 0.01 common

Sale

18,256

24.8202 USD

USD 0.01 common

Sale

23,850

24.7962 USD

USD 0.01 common

Sale

25,993

24.7993 USD

USD 0.01 common

Sale

27,928

24.7856 USD

USD 0.01 common

Sale

34,496

24.8116 USD

USD 0.01 common

Sale

39,506

24.6708 USD

USD 0.01 common

Sale

46,543

24.8200 USD

USD 0.01 common

Sale

72,215

24.8128 USD

USD 0.01 common

Sale

356,968

24.7939 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

3 Aug 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Call Options

Purchased

500

27.0000

American

21 Jan 2022

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210803005777/en/

Contacts

BARCLAYS PLC

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