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Form 8.3 - NORTONLIFELOCK INC

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LONDON, October 14, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

13 October 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,482,248

0.25%

759,568

0.13%

(2)

Cash-settled derivatives:

354,367

0.06%

1,028,322

0.18%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

500

0.00%

2,100

0.00%

TOTAL:

1,837,115

0.32%

1,789,990

0.31%

Class of relevant security:

Convertible Bond US668771AA66

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

146,000

0.03%

0

0.00%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

146,000

0.03%

0

0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.01 common

Purchase

3

25.0650 USD

USD 0.01 common

Purchase

4

25.1200 USD

USD 0.01 common

Purchase

6

25.2733 USD

USD 0.01 common

Purchase

6

25.1333 USD

USD 0.01 common

Purchase

6

25.1100 USD

USD 0.01 common

Purchase

16

25.1237 USD

USD 0.01 common

Purchase

26

25.2688 USD

USD 0.01 common

Purchase

100

25.1700 USD

USD 0.01 common

Purchase

100

25.2500 USD

USD 0.01 common

Purchase

105

25.1714 USD

USD 0.01 common

Purchase

462

25.3858 USD

USD 0.01 common

Purchase

500

25.1730 USD

USD 0.01 common

Purchase

571

25.2388 USD

USD 0.01 common

Purchase

600

25.4900 USD

USD 0.01 common

Purchase

607

25.4475 USD

USD 0.01 common

Purchase

648

25.1917 USD

USD 0.01 common

Purchase

1,293

25.1324 USD

USD 0.01 common

Purchase

1,395

25.2727 USD

USD 0.01 common

Purchase

1,473

25.1113 USD

USD 0.01 common

Purchase

1,616

25.2370 USD

USD 0.01 common

Purchase

2,420

25.1736 USD

USD 0.01 common

Purchase

3,016

25.1712 USD

USD 0.01 common

Purchase

4,555

25.1646 USD

USD 0.01 common

Purchase

5,098

25.1691 USD

USD 0.01 common

Purchase

8,241

25.4594 USD

USD 0.01 common

Purchase

9,463

25.2736 USD

USD 0.01 common

Purchase

9,540

25.2643 USD

USD 0.01 common

Purchase

11,453

25.2895 USD

USD 0.01 common

Purchase

17,216

25.0804 USD

USD 0.01 common

Purchase

17,459

25.0809 USD

USD 0.01 common

Purchase

18,475

25.2737 USD

USD 0.01 common

Purchase

19,168

25.3200 USD

USD 0.01 common

Purchase

27,567

25.2387 USD

USD 0.01 common

Purchase

98,089

25.0800 USD

USD 0.01 common

Purchase

132,630

25.1707 USD

USD 0.01 common

Sale

45

25.1711 USD

USD 0.01 common

Sale

64

25.2000 USD

USD 0.01 common

Sale

64

25.0750 USD

USD 0.01 common

Sale

65

25.3400 USD

USD 0.01 common

Sale

96

25.1283 USD

USD 0.01 common

Sale

96

25.0916 USD

USD 0.01 common

Sale

100

25.1700 USD

USD 0.01 common

Sale

100

25.2450 USD

USD 0.01 common

Sale

100

25.3250 USD

USD 0.01 common

Sale

100

25.2200 USD

USD 0.01 common

Sale

100

25.3000 USD

USD 0.01 common

Sale

100

25.2550 USD

USD 0.01 common

Sale

105

25.1714 USD

USD 0.01 common

Sale

106

25.2920 USD

USD 0.01 common

Sale

128

25.1400 USD

USD 0.01 common

Sale

138

25.2510 USD

USD 0.01 common

Sale

150

25.2833 USD

USD 0.01 common

Sale

200

25.4500 USD

USD 0.01 common

Sale

283

25.4200 USD

USD 0.01 common

Sale

288

25.1444 USD

USD 0.01 common

Sale

300

25.3150 USD

USD 0.01 common

Sale

367

25.3626 USD

USD 0.01 common

Sale

400

25.2075 USD

USD 0.01 common

Sale

400

25.1875 USD

USD 0.01 common

Sale

400

25.4900 USD

USD 0.01 common

Sale

400

25.2612 USD

USD 0.01 common

Sale

402

25.2599 USD

USD 0.01 common

Sale

500

25.2150 USD

USD 0.01 common

Sale

500

25.2470 USD

USD 0.01 common

Sale

500

25.2540 USD

USD 0.01 common

Sale

600

25.2525 USD

USD 0.01 common

Sale

616

25.4018 USD

USD 0.01 common

Sale

647

25.2565 USD

USD 0.01 common

Sale

792

25.2405 USD

USD 0.01 common

Sale

800

25.1900 USD

USD 0.01 common

Sale

816

25.2917 USD

USD 0.01 common

Sale

824

25.2336 USD

USD 0.01 common

Sale

900

25.5200 USD

USD 0.01 common

Sale

947

25.3010 USD

USD 0.01 common

Sale

976

25.2328 USD

USD 0.01 common

Sale

1,473

25.1113 USD

USD 0.01 common

Sale

1,662

25.1810 USD

USD 0.01 common

Sale

4,266

25.2172 USD

USD 0.01 common

Sale

5,847

25.4649 USD

USD 0.01 common

Sale

6,080

25.3111 USD

USD 0.01 common

Sale

6,340

25.2870 USD

USD 0.01 common

Sale

9,710

25.3200 USD

USD 0.01 common

Sale

12,161

25.2668 USD

USD 0.01 common

Sale

18,335

25.2795 USD

USD 0.01 common

Sale

35,624

25.0808 USD

USD 0.01 common

Sale

37,576

25.2243 USD

USD 0.01 common

Sale

98,089

25.0800 USD

USD 0.01 common

Sale

142,193

25.1733 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

14 Oct 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.01 common

Call Options

Purchased

500

27.0000

American

21 Jan 2022

USD 0.01 common

Put Options

Purchased

-2,100

30.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211014005579/en/

Contacts

BARCLAYS PLC

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