Singapore markets open in 6 hours 3 minutes
  • Straits Times Index

    3,098.25
    +56.96 (+1.87%)
     
  • S&P 500

    4,597.31
    +30.31 (+0.66%)
     
  • Dow

    34,603.93
    +120.21 (+0.35%)
     
  • Nasdaq

    15,576.73
    +39.04 (+0.25%)
     
  • BTC-USD

    57,614.86
    -498.54 (-0.86%)
     
  • CMC Crypto 200

    1,471.54
    +2.45 (+0.17%)
     
  • FTSE 100

    7,168.68
    +109.23 (+1.55%)
     
  • Gold

    1,783.50
    +7.00 (+0.39%)
     
  • Crude Oil

    66.11
    -0.07 (-0.11%)
     
  • 10-Yr Bond

    1.4440
    +0.0010 (+0.07%)
     
  • Nikkei

    27,935.62
    +113.86 (+0.41%)
     
  • Hang Seng

    23,658.92
    +183.66 (+0.78%)
     
  • FTSE Bursa Malaysia

    1,496.93
    -17.05 (-1.13%)
     
  • Jakarta Composite Index

    6,507.68
    -26.26 (-0.40%)
     
  • PSE Index

    6,947.06
    -253.82 (-3.52%)
     

Form 8.3 - NATIONAL EXPRESS GROUP PLC

  • Oops!
    Something went wrong.
    Please try again later.
  • Oops!
    Something went wrong.
    Please try again later.
·5-min read
In this article:
  • Oops!
    Something went wrong.
    Please try again later.
  • Oops!
    Something went wrong.
    Please try again later.

LONDON, October 20, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NATIONAL EXPRESS GROUP PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

19 Oct 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

YES : STAGECOACH GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

5p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,791,841

0.29%

5,003,283

0.81%

(2)

Cash-settled derivatives:

4,533,453

0.74%

1,459,915

0.24%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

(4)

TOTAL:

6,325,294

1.03%

6,463,198

1.05%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

5p ordinary

Purchase

196

2.2850 GBP

5p ordinary

Purchase

1,038

2.2600 GBP

5p ordinary

Purchase

1,557

2.2626 GBP

5p ordinary

Purchase

2,312

2.2831 GBP

5p ordinary

Purchase

2,680

2.2706 GBP

5p ordinary

Purchase

3,984

2.2738 GBP

5p ordinary

Purchase

4,348

2.2805 GBP

5p ordinary

Purchase

5,702

2.2768 GBP

5p ordinary

Purchase

14,008

2.2836 GBP

5p ordinary

Purchase

24,282

2.2673 GBP

5p ordinary

Purchase

27,702

2.2740 GBP

5p ordinary

Purchase

215,037

2.2746 GBP

5p ordinary

Sale

196

2.2850 GBP

5p ordinary

Sale

314

2.2640 GBP

5p ordinary

Sale

519

2.2542 GBP

5p ordinary

Sale

661

2.2600 GBP

5p ordinary

Sale

1,038

2.2832 GBP

5p ordinary

Sale

1,234

2.2771 GBP

5p ordinary

Sale

1,250

2.2959 GBP

5p ordinary

Sale

2,739

2.2761 GBP

5p ordinary

Sale

3,271

2.2920 GBP

5p ordinary

Sale

3,984

2.2740 GBP

5p ordinary

Sale

6,821

2.2840 GBP

5p ordinary

Sale

16,006

2.2764 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

5p ordinary

SWAP

Long

731

2.2702 GBP

5p ordinary

SWAP

Long

1,250

2.2959 GBP

5p ordinary

SWAP

Long

2,062

2.2717 GBP

5p ordinary

SWAP

Long

2,424

2.2739 GBP

5p ordinary

SWAP

Long

2,509

2.2597 GBP

5p ordinary

SWAP

Long

2,739

2.2761 GBP

5p ordinary

SWAP

Long

3,666

2.2935 GBP

5p ordinary

SWAP

Long

13,644

2.2791 GBP

5p ordinary

SWAP

Short

12

2.2760 GBP

5p ordinary

SWAP

Short

1,086

2.2863 GBP

5p ordinary

SWAP

Short

4,336

2.2806 GBP

5p ordinary

SWAP

Short

4,544

2.2730 GBP

5p ordinary

SWAP

Short

7,583

2.2762 GBP

5p ordinary

SWAP

Short

11,972

2.2782 GBP

5p ordinary

SWAP

Short

22,295

2.2740 GBP

5p ordinary

CFD

Short

26,091

2.2739 GBP

5p ordinary

SWAP

Short

28,000

2.2670 GBP

5p ordinary

CFD

Short

51,982

2.2741 GBP

5p ordinary

CFD

Short

62,895

2.2766 GBP

5p ordinary

SWAP

Short

74,702

2.2750 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

20 Oct 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211020005536/en/

Contacts

BARCLAYS PLC

Our goal is to create a safe and engaging place for users to connect over interests and passions. In order to improve our community experience, we are temporarily suspending article commenting