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Form 8.3 - DraftKings Inc

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LONDON, October 14, 2021--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

DRAFTKINGS INC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

13 October 2021

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

ENTAIN PLC

GVC HLDGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.0001 class A common

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

594,051

0.15%

467,667

0.12%

(2)

Cash-settled derivatives:

21,805

0.01%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

2,735,561

0.67%

1,623,157

0.40%

TOTAL:

3,351,417

0.83%

2,090,824

0.52%

Class of relevant security:

Convertible Bond US26142RAA23

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

0

0.00%

206,000

0.05%

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

0

0.00%

206,000

0.05%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

securities

USD 0.0001 class A common

Purchase

6

49.8100 USD

USD 0.0001 class A common

Purchase

12

49.7950 USD

USD 0.0001 class A common

Purchase

16

49.9687 USD

USD 0.0001 class A common

Purchase

17

50.0400 USD

USD 0.0001 class A common

Purchase

18

49.8033 USD

USD 0.0001 class A common

Purchase

18

49.8416 USD

USD 0.0001 class A common

Purchase

18

49.8300 USD

USD 0.0001 class A common

Purchase

24

49.8275 USD

USD 0.0001 class A common

Purchase

30

49.8150 USD

USD 0.0001 class A common

Purchase

42

49.8192 USD

USD 0.0001 class A common

Purchase

44

49.9300 USD

USD 0.0001 class A common

Purchase

48

49.7987 USD

USD 0.0001 class A common

Purchase

48

49.9200 USD

USD 0.0001 class A common

Purchase

60

49.8445 USD

USD 0.0001 class A common

Purchase

72

49.8883 USD

USD 0.0001 class A common

Purchase

78

49.9350 USD

USD 0.0001 class A common

Purchase

96

49.9175 USD

USD 0.0001 class A common

Purchase

100

50.3000 USD

USD 0.0001 class A common

Purchase

100

49.8900 USD

USD 0.0001 class A common

Purchase

102

49.7800 USD

USD 0.0001 class A common

Purchase

106

49.9513 USD

USD 0.0001 class A common

Purchase

122

49.9627 USD

USD 0.0001 class A common

Purchase

138

50.0178 USD

USD 0.0001 class A common

Purchase

143

49.9349 USD

USD 0.0001 class A common

Purchase

191

50.0250 USD

USD 0.0001 class A common

Purchase

200

49.9550 USD

USD 0.0001 class A common

Purchase

240

49.9702 USD

USD 0.0001 class A common

Purchase

247

49.8830 USD

USD 0.0001 class A common

Purchase

272

49.9720 USD

USD 0.0001 class A common

Purchase

300

49.8666 USD

USD 0.0001 class A common

Purchase

306

49.9430 USD

USD 0.0001 class A common

Purchase

314

49.9214 USD

USD 0.0001 class A common

Purchase

360

49.9220 USD

USD 0.0001 class A common

Purchase

443

49.9269 USD

USD 0.0001 class A common

Purchase

774

50.0224 USD

USD 0.0001 class A common

Purchase

943

50.1078 USD

USD 0.0001 class A common

Purchase

1,023

49.7664 USD

USD 0.0001 class A common

Purchase

1,278

49.8975 USD

USD 0.0001 class A common

Purchase

1,745

49.9400 USD

USD 0.0001 class A common

Purchase

1,836

49.8525 USD

USD 0.0001 class A common

Purchase

2,976

49.6087 USD

USD 0.0001 class A common

Purchase

3,079

49.9821 USD

USD 0.0001 class A common

Purchase

3,800

49.9273 USD

USD 0.0001 class A common

Purchase

4,657

49.9429 USD

USD 0.0001 class A common

Purchase

4,784

49.9498 USD

USD 0.0001 class A common

Purchase

6,510

49.9010 USD

USD 0.0001 class A common

Purchase

12,794

49.8271 USD

USD 0.0001 class A common

Purchase

15,369

50.0235 USD

USD 0.0001 class A common

Purchase

16,688

49.9029 USD

USD 0.0001 class A common

Purchase

20,448

49.9354 USD

USD 0.0001 class A common

Purchase

20,937

49.8117 USD

USD 0.0001 class A common

Purchase

20,941

50.0166 USD

USD 0.0001 class A common

Purchase

22,866

49.8200 USD

USD 0.0001 class A common

Purchase

89,790

49.9058 USD

USD 0.0001 class A common

Purchase

137,434

49.8613 USD

USD 0.0001 class A common

Sale

1

50.0500 USD

USD 0.0001 class A common

Sale

5

50.0400 USD

USD 0.0001 class A common

Sale

9

49.7800 USD

USD 0.0001 class A common

Sale

17

49.7500 USD

USD 0.0001 class A common

Sale

75

49.9500 USD

USD 0.0001 class A common

Sale

78

49.9350 USD

USD 0.0001 class A common

Sale

100

50.0600 USD

USD 0.0001 class A common

Sale

100

49.8050 USD

USD 0.0001 class A common

Sale

140

49.9828 USD

USD 0.0001 class A common

Sale

184

49.7507 USD

USD 0.0001 class A common

Sale

191

50.0250 USD

USD 0.0001 class A common

Sale

194

49.7900 USD

USD 0.0001 class A common

Sale

200

49.8850 USD

USD 0.0001 class A common

Sale

300

49.7750 USD

USD 0.0001 class A common

Sale

300

50.0300 USD

USD 0.0001 class A common

Sale

308

49.7902 USD

USD 0.0001 class A common

Sale

351

49.8993 USD

USD 0.0001 class A common

Sale

396

49.8181 USD

USD 0.0001 class A common

Sale

438

50.0244 USD

USD 0.0001 class A common

Sale

465

49.8350 USD

USD 0.0001 class A common

Sale

500

49.8680 USD

USD 0.0001 class A common

Sale

511

49.8267 USD

USD 0.0001 class A common

Sale

580

49.8817 USD

USD 0.0001 class A common

Sale

798

49.8924 USD

USD 0.0001 class A common

Sale

860

49.8211 USD

USD 0.0001 class A common

Sale

914

49.7652 USD

USD 0.0001 class A common

Sale

1,282

49.8556 USD

USD 0.0001 class A common

Sale

1,600

50.0331 USD

USD 0.0001 class A common

Sale

1,761

49.7928 USD

USD 0.0001 class A common

Sale

2,001

49.8970 USD

USD 0.0001 class A common

Sale

3,871

49.8670 USD

USD 0.0001 class A common

Sale

4,248

49.7308 USD

USD 0.0001 class A common

Sale

5,269

49.8479 USD

USD 0.0001 class A common

Sale

5,684

49.8054 USD

USD 0.0001 class A common

Sale

7,082

49.9550 USD

USD 0.0001 class A common

Sale

7,225

50.1080 USD

USD 0.0001 class A common

Sale

7,600

49.9273 USD

USD 0.0001 class A common

Sale

8,094

49.9916 USD

USD 0.0001 class A common

Sale

8,399

49.9767 USD

USD 0.0001 class A common

Sale

9,756

49.8681 USD

USD 0.0001 class A common

Sale

12,573

50.0433 USD

USD 0.0001 class A common

Sale

12,675

49.8388 USD

USD 0.0001 class A common

Sale

14,313

50.0196 USD

USD 0.0001 class A common

Sale

15,953

49.8268 USD

USD 0.0001 class A common

Sale

18,006

49.8371 USD

USD 0.0001 class A common

Sale

20,871

49.8117 USD

USD 0.0001 class A common

Sale

39,640

49.8200 USD

USD 0.0001 class A common

Sale

76,527

49.8568 USD

USD 0.0001 class A common

Sale

116,658

49.9080 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

14 Oct 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

DRAFTKINGS INC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

USD 0.0001 class A common

Call Options

Written

-39,996

50.0000

American

15 Oct 2021

USD 0.0001 class A common

Call Options

Written

-35,500

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-33,835

70.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-31,007

65.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-20,503

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-16,059

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-14,443

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Call Options

Written

-7,373

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Call Options

Written

-6,363

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Call Options

Written

-101

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-418,200

45.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Purchased

-223,800

35.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Purchased

-212,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-211,100

45.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-85,700

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-76,200

45.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Purchased

-63,963

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-55,631

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Purchased

-30,000

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Purchased

-22,601

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-16,968

65.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Purchased

-707

40.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

505

40.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Written

9,999

55.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

22,500

60.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

23,230

60.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

30,300

60.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

45,248

45.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

50,500

60.0000

American

15 Jul 2022

USD 0.0001 class A common

Put Options

Written

54,944

50.0000

American

20 May 2022

USD 0.0001 class A common

Put Options

Written

57,600

50.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

76,200

45.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

111,403

60.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

113,778

40.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

141,400

55.0000

American

19 Nov 2021

USD 0.0001 class A common

Put Options

Written

188,971

50.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

201,596

45.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

202,000

45.0000

American

14 Apr 2022

USD 0.0001 class A common

Put Options

Written

204,000

40.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

223,800

35.0000

American

15 Oct 2021

USD 0.0001 class A common

Put Options

Written

228,400

55.0000

American

21 Jan 2022

USD 0.0001 class A common

Put Options

Written

247,460

45.0000

American

20 Jan 2023

USD 0.0001 class A common

Put Options

Written

501,727

45.0000

American

20 May 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211014005558/en/

Contacts

BARCLAYS PLC

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