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Newcastle Investment Corp. (NCT)

-NYSE

5.39 23 May 04:03 SGT

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Breakdown
% of Shares Held by All Insider and 5% Owners:2%
% of Shares Held by Institutional & Mutual Fund Owners:29%
% of Float Held by Institutional & Mutual Fund Owners:29%
Number of Institutions Holding Shares:159

Major Direct Holders (Forms 3 & 4)
HolderSharesReported
EDENS WESLEY R2,183,215Feb 15, 2013
NARDONE RANDAL A993,810Feb 15, 2013
FINNERTY KEVIN J308,985Dec 31, 2012
RIIS KENNETH M275,000Sep 22, 2011
ASHLEY JONATHAN128,711Sep 22, 2011


Top Institutional Holders
HolderShares% OutValue*Reported
Vanguard Group, Inc. (The)10,387,8974.11116,032,809Mar 31, 2013
FMR, LLC10,243,6014.05114,421,023Mar 31, 2013
Credit Suisse/7,994,6883.1689,300,664Mar 31, 2013
S.A.C. Capital Advisors, LLC6,244,4682.4769,750,707Mar 31, 2013
York Capital Management Global Advisors, LLC5,974,3312.3666,733,277Mar 31, 2013
Osterweis Capital Management, Inc.5,567,1102.2062,184,618Mar 31, 2013
BHR Capital, LLC4,700,0001.8652,499,000Mar 31, 2013
Ascend Capital, LLC4,681,3481.8552,290,657Mar 31, 2013
Omega Advisors Inc.4,062,8001.6145,381,476Mar 31, 2013
BlackRock Fund Advisors4,029,6591.5945,011,291Mar 31, 2013

Top Mutual Fund Holders
HolderShares% OutValue*Reported
iShares FTSE NAREIT Mortgage Plus Capped Index Fund4,015,4241.5944,852,286Mar 31, 2013
Vanguard Small-Cap Index Fund2,863,6201.1324,856,221Dec 31, 2012
Fidelity Real Estate Income Fund2,437,4000.9625,568,326Jan 31, 2013
Fidelity Real Estate Investment Portfolio2,358,0000.9326,338,860Mar 31, 2013
Vanguard Total Stock Market Index Fund2,289,1890.9019,870,160Dec 31, 2012
American Century Real Estate Fund1,941,7000.7721,688,789Mar 31, 2013
Professionally Managed Portf-Osterweis Fund1,826,7800.7220,405,132Mar 31, 2013
Vanguard Small Cap Value Index Fund1,625,1040.6414,105,902Dec 31, 2012
Claymore ETF Tr-Guggenheim Multi-Asset Income ETF831,8430.339,291,686Mar 31, 2013
Market Vectors ETF Tr-Mortgage Reit ETF488,8440.195,460,387Mar 31, 2013

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Value shown is computed using the security's price on the report date given.

Currency in USD.